Investment Strategies

Sunrise Ventures offers the following services to financial institutions, money managers, and individual investors:

• Sunrise Ventures analyses and uses derivatives to reduce risk in its own investment portfolio. Sunrise is able to advise investors on strategies that are designed to optimize portfolio gains while reducing risk of loss. Sunrise does not recommend individual stocks or mutual funds, but rather designs strategies for selected clients. Sunrise uses techniques derived from the physical and mathematical sciences to design its strategies.
  • References:The references, cited below, are provided to show that there is a considerable amount of analysis available on the use of derivatives in investment strategies. Sunrise Ventures implements strategies from these, and other, sources.
    • Options Theory, Strategy, and Applications, by Peter Ritchken; Published by Harper Collins, 1987 - ISBN 0-673-18307-6

    • Options, Futures, & Other Derivatives by John C. Hull; Published by Prentice Hall, 1993 - ISBN 0-13-639014-5

    • Derivative Securities: Lecture Notes by Lester Siegel; published by the Continuing Professional Education (CPE) Program, Financial Operations Department, World Bank, Washington, DC. Note: a copy of this publication is available from Sunrise Ventures, Inc. Please call, write, or e-mail for price and availability.

• Sunrise believes that the advent of electronic trading, lower commissions, and the expansion of financial information available for small investors is creating an environment of significantly higher trading volume and speculation in stocks and their derivative securities. Sunrise can design strategies to take advantage of this trend and capture the excessive premiums lost by the burgeoning number of inexperienced and less disciplined traders in the stock and options markets. Investors and employees wishing to protect the value of long earned and appreciated stock positions from the ravages during, and in the aftermath of, a speculative frenzy may find value in a strategy developed by Sunrise Ventures.

• Sunrise Ventures can advise employees and owners of companies on strategies to improve shareholder value in companies with stock prices that are undervalued in the marketplace.

• Sunrise Ventures is not a registered investment advisor, nor is it a registered financial planner, nor a certified public accountant, and nor are any of its principals a certified financial analyst. Sunrise will not act as a custodian for other people's money, nor will it maintain and/or manage accounts for other people or entities. Sunrise has no strategic affiliation with any brokerage or investment firms or banking institutions, except as to maintain its own accounts.

Contact:

Phillips V. Bradford, Sc.D
President and CEO
Sunrise Ventures, Inc.
11515 Quivas Way
Denver CO 80234

303-460-9503
Fax: 303-469-3237
e-mail: pvb@concentric.net
www:  http://www.sunvent.com