from the resume of:
Phillips V. Bradford, Sc.D.

Description of work at Dominick & Dominick, Inc.

Dominick & Dominick, Inc. is a medium sized brokerage and investment banking firm based in New York City. It is one of several firms that have earned the moniker of an "institutional boutique" because its clientelle are mainly financial institutions and high net worth individuals. Most of its investment banking participations are to serve as a member of the syndicates that offer new shares of stock to major institutions.

I was a Senior Securities Analyst there, with responsibilites to follow high tech companies as to the investment merit of their stock. In this position, I visited with the senior management of many important companies in the emerging industries of semiconductors, precision instruments, and photo-optical products. I prepared industry reports and recommended stocks to be purchased by Dominick & Dominick clients. At that time these reports were distributed to a wide network of associated brokerage firms all around the U.S., which would return a part of the commissions generated by these reports to Dominick & Dominick. I traveled extensively to visit the management of the high tech firms and the institutional clients of the associated firms.


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